Legal Opinion
Securities & Exchange Commission v. First Jersey Securities, Inc.
District Court, S.D. New York
Decided June 19, 1995No. 85 Civ. 8585 (RO)PublishedCited by 17 opinions
1Opinion of the Court
OPINION AND ORDER
OWEN, District Judge.
This civil action instituted by the Securities and Exchange Commission in 1985 was tried before me without a jury over some forty days in 1994. The amended complaint alleges that defendant First Jersey Securities, Inc., owned, operated and controlled by defendant Robert E. Brennan, realized illegal profits from excessive markups on sales from its inventory to its customers of the securities of three companies, Sovereign Chemical and Petroleum Products, Inc., Rampart, Inc. and Quasar Microsystems, Inc. in the years 1982-83. The amended complaint seeks a…
2Cases cited39 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- Bigelow v. RKO Radio Pictures, Inc.Supreme Court of the United States · 1946
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
34 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- United States v. Robert E. BrennanCourt of Appeals for the Third Circuit · 2003
- United States Trustee v. First Jersey Securities, Inc.Court of Appeals for the Third Circuit · 1999
- Securities and Exchange Commission v. Robert E. BrennanCourt of Appeals for the Second Circuit · 2000
- Securities & Exchange Commission v. MoranDistrict Court, S.D. New York · 1996
12 more not listed; retrieve them via the Exa API.