Legal Opinion
Securities & Exchange Commission v. Rapp
Court of Appeals for the Second Circuit
Decided June 21, 1962No. 313, Docket 27278PublishedCited by 8 opinions
1Opinion of the Court
CLARK, Circuit Judge.
Until restrained by the temporary order and preliminary injunction initially obtained by the Securities and Exchange Commission in this action, defendant Rapp engaged in the sale of stock of Taylorcraft, Inc., as a stockbroker under the name of Webster Securities Company. In this business he employed twelve salesmen, of whom defendant Benjamin Shuman was one. In this action brought pursuant to § 20(b) of the Securities Act of 1933, 15 U.S.C. § 77t (b), the S. E. C. sought a permanent injunction against Rapp and his salesmen to prohibit specific violations of § 17(a) of…
2Cases cited8 opinions
- Charles Hughes & Co. v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 1943
- Federal Deposit Ins. Corporation v. SiracoCourt of Appeals for the Second Circuit · 1949
- J. J. Theatres, Inc. v. Twentieth Century-Fox Film Corp.Court of Appeals for the Second Circuit · 1954
- Fyfe v. Pan-Atlantic SS CorporationCourt of Appeals for the Second Circuit · 1940
- Campbell v. CampbellCourt of Appeals for the D.C. Circuit · 1948
3 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- Securities & Exchange Commission v. Broadwall Securities, Inc.District Court, S.D. New York · 1965
- Wynne v. PinoNew Mexico Supreme Court · 1967
- Taylor v. GillespieCourt of Appeals of North Carolina · 1984
- International Harvester Credit Corp. v. East Coast TruckDistrict Court, S.D. Florida · 1975
- Securities And Exchange Commission v. Herbert RappCourt of Appeals for the Second Circuit · 1962
3 more not listed; retrieve them via the Exa API.