Davis v. A.G. Edwards & Sons, Inc.
District Court, W.D. Louisiana
1Opinion of the Court
MEMORANDUM RULING
STAGG, Chief Judge.
Plaintiff, John P. Davis, brought suit against the defendants, A.G. Edwards & Sons, Inc. (hereinafter “Edwards”) and Lloyd D. Tiller Jr., a stockbroker for Edwards, on September 13, 1985. Paul M. Davis, also a plaintiff herein, brought suit against the defendants on September 20, 1985. The initial complaint alleged that Edwards and Tiller engaged in the manipulative and fraudulent practice of excess and objectionable trading activity. The action was based on the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b).
A first amending and supplemental complaint…
2Cases cited11 opinions
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Agency Holding Corp. v. Malley-Duff & Associates, Inc.Supreme Court of the United States · 1987
- John Montesano v. Seafirst Commercial Corp.Court of Appeals for the First Circuit · 1987
- Davis v. A.G. Edwards & Sons, Inc.Court of Appeals for the Fifth Circuit · 1987
- Fed. Sec. L. Rep. P 97,842 Joseph Vigman v. Community National Bank & Trust Co.Court of Appeals for the Fifth Circuit · 1981
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3Cited by1 opinion
- First Nat. Bank of Louisville v. LustigDistrict Court, E.D. Louisiana · 1989