Securities and Exchange Commission v. Caravette

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION SECURITIES AND EXCHANGE ) COMMISSION, ) ) Petitioner, ) ) No. 22-cv-5219 v. ) ) Judge Marvin E. Aspen DANIEL C. CARAVETTE, ) ) Respondent. ) MEMORANDUM OPINION AND ORDER MARVIN E. ASPEN, District Judge: The Securities and Exchange Commission (“SEC” or “Commission”) applies for an order pursuant to Section 20(c) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77t(c), Section 21(e)(1) of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78u(e)(1), and Section 42(d) of the Investment Company…