Legal Opinion
Hornblower & Weeks-Hemphill, Noyes v. Burchfield
District Court, S.D. New York
Decided November 29, 1973No. 72 Civ. 4346PublishedCited by 18 opinions
1Opinion of the Court
LASKER, District Judge.
In the action underlying this motion, plaintiff, a registered broker-dealer, seeks damages from a customer for claimed violations of the securities laws resulting from defendant’s alleged failure to deliver certain securities to plaintiff following plaintiff’s execution of a sale transaction in his account.
Defendant asserts three counterclaims for losses suffered as a result of plaintiff’s alleged violations of the applicable statutes and rules governing the extension of credit in securities transactions. Plaintiff has moved to dismiss the counterclaims on the grounds…
2Cases cited26 opinions
- International Union, United Automobile, Aerospace & Agricultural Implement Workers of America v. Hoosier Cardinal Corp.Supreme Court of the United States · 1966
- Cope v. AndersonSupreme Court of the United States · 1947
- Fischman v. Raytheon Mfg. Co.Court of Appeals for the Second Circuit · 1951
- Globus v. Law Research Service, Inc.Court of Appeals for the Second Circuit · 1969
- Richard Shemtob v. Shearson, Hammill & Co., Inc.Court of Appeals for the Second Circuit · 1971
21 more not listed; retrieve them via the Exa API.
3Cited by18 opinions
- Fed. Sec. L. Rep. P 97,118 Robert H. Wyshak v. City National Bank, Robert H. Wyshak, Plaintiff-Cross-Appellee v. City National Bank, Defendant-Cross-AppellantCourt of Appeals for the Ninth Circuit · 1979
- Blue Sky L. Rep. P 71,497, Fed. Sec. L. Rep. P 96,928 William W. McNeal Cross-Appellee v. Paine, Webber, Jackson & Curtis, Inc., Cross-AppellantsCourt of Appeals for the Fifth Circuit · 1979
- Pereira v. Centel Corp. (In Re Argo Communications Corp.)United States Bankruptcy Court, S.D. New York · 1991
- Mittendorf v. JR Williston & Beane IncorporatedDistrict Court, S.D. New York · 1974
- Wyshak v. City National BankCourt of Appeals for the Ninth Circuit · 1979
13 more not listed; retrieve them via the Exa API.