Legal Opinion

Mittendorf v. JR Williston & Beane Incorporated

District Court, S.D. New York

Decided March 11, 1974No. 73 Civ. 3286 (MP)PublishedCited by 32 opinions

1Opinion of the Court

OPINION

POLLACK, District Judge.

This claim is made under Section 10(b) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. § 78j(b), and Rule 10b-5 of the Rules promulgated thereunder, 17 C.F.R. § 240.10b-5. Common law allegations are added as claims pendent to the federal question jurisdiction.

I

The plaintiff instituted this suit on July 26, 1973, seeking damages from the defendants in respect to a subordinated loan made by the plaintiff on August 9, 1963 to defendant Williston & Beane, Inc. (W&B hereafter). The loan consisted of common stocks owned by .plaintiff which were then…

2Cases cited45 opinions

  1. Holmberg v. ArmbrechtSupreme Court of the United States · 1946
  2. International Union, United Automobile, Aerospace & Agricultural Implement Workers of America v. Hoosier Cardinal Corp.Supreme Court of the United States · 1966
  3. Bailey v. GloverSupreme Court of the United States · 1875
  4. Fed. Sec. L. Rep. P 93,590 David Segal v. Lawrence Gordon, and Coburn Corporation of AmericaCourt of Appeals for the Second Circuit · 1972
  5. Mangini v. McClurgNew York Court of Appeals · 1969

40 more not listed; retrieve them via the Exa API.

3Cited by32 opinions

  1. Iit, An International Investment Trust v. Bernard CornfeldCourt of Appeals for the Second Circuit · 1980
  2. IIT v. CornfeldCourt of Appeals for the Second Circuit · 1980
  3. Aaron Ferer & Sons Ltd. v. Chase Manhattan Bank, National Ass'nCourt of Appeals for the Second Circuit · 1984
  4. Fed. Sec. L. Rep. P 96,500 David L. Goodman v. Sidney EpsteinCourt of Appeals for the Seventh Circuit · 1978
  5. Zola v. GordonDistrict Court, S.D. New York · 1988

27 more not listed; retrieve them via the Exa API.

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