Legal Opinion
The Robert N. Clemens Trust v. Morgan Stanley Dw, Inc.
Court of Appeals for the Sixth Circuit
Decided May 2, 2007No. 06-5525PublishedCited by 57 opinions
1Opinion of the Court
OPINION
R. GUY COLE, JR., Circuit Judge.
The Robert N. Clemens Trust, Automobile Consumer Service Corporation, John D. Brandon, Jr., Pat F. Wakefield, and Marty D. Jackson (collectively the “Plaintiffs”) brought this class-action suit against Morgan Stanley DW, Inc. (“Morgan Stanley”). Plaintiffs allege that Morgan Stanley’s brokers recommended to Plaintiffs the purchase of unsuitable securities in violation of Section 10(b) of the Securities and Exchange Act of 1934, codified at 15 U.S.C. § 78j, and Rule 10b-5, codified at 17 C.F.R. § 240.10b-5. The Plaintiffs also brought state-law claims…
2Cases cited33 opinions
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- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Geoffrey M. Radvansky v. City of Olmsted FallsCourt of Appeals for the Sixth Circuit · 2005
- Sidney Morse v. R. Clayton McWhorterCourt of Appeals for the Sixth Circuit · 2002
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3Cited by57 opinions
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