On Equity Sales Co. v. Pals
Court of Appeals for the Eighth Circuit
1Opinion of the Court
GRUENDER, Circuit Judge.
ON Equity Sales Company (“ONES-CO”), a securities broker-dealer and a member of the National Association of Securities Dealers, Inc. (“NASD”), appeals the district court’s 1 order denying its motion for preliminary injunction to enjoin appellees from proceeding with their NASD arbitration and granting appellees’ motion to compel arbitration. We dismiss the appeal for lack of jurisdiction.
I. BACKGROUND 2
In March 2003, Gary Lancaster formed the Landcorp Financial Fund Business Trust (“Landcorp”) and served as its trustee. Landcorp was “an unregistered closed-end…
2Cases cited16 opinions
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- American Heritage Life Insurance Company v. John D. OrrCourt of Appeals for the First Circuit · 2002
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