Legal Opinion

On Equity Sales Co. v. Pals

Court of Appeals for the Eighth Circuit

Decided June 9, 2008No. 07-3312PublishedCited by 6 opinions

1Opinion of the Court

GRUENDER, Circuit Judge.

ON Equity Sales Company (“ONES-CO”), a securities broker-dealer and a member of the National Association of Securities Dealers, Inc. (“NASD”), appeals the district court’s 1 order denying its motion for preliminary injunction to enjoin appellees from proceeding with their NASD arbitration and granting appellees’ motion to compel arbitration. We dismiss the appeal for lack of jurisdiction.

I. BACKGROUND 2

In March 2003, Gary Lancaster formed the Landcorp Financial Fund Business Trust (“Landcorp”) and served as its trustee. Landcorp was “an unregistered closed-end…

2Cases cited16 opinions

  1. Green Tree Financial Corp.-Alabama v. RandolphSupreme Court of the United States · 2000
  2. The Prudential Insurance Co. Of America, a New Jersey Corporation v. Justine Lai Elvira ViernesCourt of Appeals for the Ninth Circuit · 1994
  3. Brown v. Pacific Life InsuranceCourt of Appeals for the Fifth Circuit · 2006
  4. Gulf Guaranty Life Insurance Company v. Connecticut General Life Insurance Company Cigna Reinsurance CompanyCourt of Appeals for the Fifth Circuit · 2002
  5. American Heritage Life Insurance Company v. John D. OrrCourt of Appeals for the First Circuit · 2002

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3Cited by6 opinions

  1. Broom v. Morgan Stanley DW Inc.Washington Supreme Court · 2010
  2. Accenture LLP v. SprengCourt of Appeals for the Second Circuit · 2011
  3. James Webb v. Farmers of North America, Inc.Court of Appeals for the Eighth Circuit · 2019
  4. Kelley v. Eide Bailly, LLP (In re Petters Co.)United States Bankruptcy Court, D. Minnesota · 2012
  5. Broom v. Morgan Stanley DW, Inc.Washington Supreme Court · 2010

1 more not listed; retrieve them via the Exa API.

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