Legal Opinion

Fed. Sec. L. Rep. P 95,798 Securities and Exchange Commission v. American Commodity Exchange, Inc., Howard D. Williams

Court of Appeals for the Tenth Circuit

Decided December 13, 1976No. 76-1064PublishedCited by 48 opinions

1Opinion of the Court

WILLIAM E. DOYLE, Circuit Judge.

Defendant-appellant Williams seeks reversal of a judgment of the United States District Court for the Western District of Oklahoma granting a permanent injunction enjoining him from violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10(b) promulgated thereunder.

There were a total of 36 defendants named in the complaint. However, Williams is the only appellant. Twenty of the defendants consented to the entry against them of final judgments. They neither admitted nor denied the allegations…

2Cases cited6 opinions

  1. United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
  2. Tcherepnin v. KnightSupreme Court of the United States · 1967
  3. John K. Rains v. Cascade Industries, IncCourt of Appeals for the Third Circuit · 1968
  4. H. B. Zachry Company v. Joe O'Brien and Fred Beachner, D/B/A Asphalt Construction CompanyCourt of Appeals for the Tenth Circuit · 1967
  5. Securities & Exchange Commission v. Univest, Inc.District Court, N.D. Illinois · 1976

1 more not listed; retrieve them via the Exa API.

3Cited by48 opinions

  1. Buell Cabinet Co. v. SudduthCourt of Appeals for the Tenth Circuit · 1979
  2. SEC v. PhanCourt of Appeals for the Ninth Circuit · 2007
  3. Collins v. Union Federal Sav. & Loan Ass'nNevada Supreme Court · 1983
  4. Harrison Western Corporation, a Florida Corporation v. Gulf Oil Company, a Pennsylvania CorporationCourt of Appeals for the Tenth Circuit · 1981
  5. Buell Cabinet Company, Inc. v. SudduthCourt of Appeals for the Tenth Circuit · 1979

43 more not listed; retrieve them via the Exa API.

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