Legal Opinion
Margaret E. KOKE and Anna C. Koke, Appellants, v. STIFEL, NICOLAUS & CO., INC., and Kingsley O. Wright, Sr., Appellees
Court of Appeals for the Eighth Circuit
Decided May 14, 1980No. 79-2025PublishedCited by 88 opinions
1Opinion of the Court
ARNOLD, Circuit Judge.
This is a securities fraud ease. Margaret and Anna Koke appeal from a summary judgment dismissing their two-count complaint with prejudice. Count I alleged that Stifel, Nicolaus & Co. and Kingsley 0. Wright, Sr., a vice-president of that brokerage firm, violated § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j, Rule 10b-5 promulgated thereunder, and § 17 of the Securities Act of 1933, 15 U.S.C. § 77q. 1 Count II alleged common-law fraud under pendent jurisdiction. In granting summary judgment, the District Court 2 held that both counts were barred by the…
2Cases cited13 opinions
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Rosado v. WymanSupreme Court of the United States · 1970
- Goosby v. OsserSupreme Court of the United States · 1973
- Vanderboom v. SextonCourt of Appeals for the Eighth Circuit · 1970
- Fed. Sec. L. Rep. P 94,365 Arthur Yale Kavit v. A. L. Stamm & Co., a Co Partnership, and Jack R. LevienCourt of Appeals for the Second Circuit · 1974
8 more not listed; retrieve them via the Exa API.
3Cited by88 opinions
- Jensen v. SnellingsCourt of Appeals for the Fifth Circuit · 1988
- Dodds v. Cigna Securities, Inc.Court of Appeals for the Second Circuit · 1993
- Fed. Sec. L. Rep. P 92,535 Harold Harris v. Union Electric CompanyCourt of Appeals for the Eighth Circuit · 1986
- Dan Ivy v. Warren Kimbrough David W. ShullCourt of Appeals for the Eighth Circuit · 1997
- Fed. Sec. L. Rep. P 98,391 Roger L. Summer v. Land & Leisure, Inc., Roger L. Summer, Cross-Appellee v. Land & Leisure, Inc., Cross-AppellantsCourt of Appeals for the Fifth Circuit · 1981
83 more not listed; retrieve them via the Exa API.