Legal Opinion

Securities and Exchange Commission, Henry C. Yuen Elsie M. Leung, Intervenors-Appellants v. Gemstar-Tv Guide International, Inc.

Court of Appeals for the Ninth Circuit

Decided March 22, 2005No. 03-56129PublishedCited by 10 opinions

1Opinion of the Court

Opinion by Judge TROTT; Concurrence by Judge REINHARDT; Dissent by Judge BEA.

TROTT, Circuit Judge:

In response to a formal application by the Securities and Exchange Commission (“SEC” and “Commission”), the district court entered an order pursuant to Section 1103 of the Sarbanes-Oxley Act of 2002, 15 U.S.C. § 78u — 3(c)(3), placing in escrow in excess of $37 million representing contemplated one-time payments by Gemstar-TV Guide International, Inc. (“Gemstar”), a public corporation, to its resigning Chief Executive Officer (“CEO”), Dr. Henry Yuen, and its Chief Financial Officer (“CFO”), Elsie…

2Cases cited18 opinions

  1. Hoffman Estates v. Flipside, Hoffman Estates, Inc.Supreme Court of the United States · 1982
  2. Parker v. LevySupreme Court of the United States · 1974
  3. Papachristou v. City of JacksonvilleSupreme Court of the United States · 1972
  4. Hill v. ColoradoSupreme Court of the United States · 2000
  5. United States v. MazurieSupreme Court of the United States · 1975

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3Cited by10 opinions

  1. Lozano v. AT & T Wireless Services, Inc.Court of Appeals for the Ninth Circuit · 2007
  2. Atlantic Recording Corp. v. Project Playlist, Inc.District Court, S.D. New York · 2009
  3. United States v. Ravneet SinghCourt of Appeals for the Ninth Circuit · 2020
  4. United States v. Ravneet SinghCourt of Appeals for the Ninth Circuit · 2019
  5. Securities and Exchange Commission, Henry C. Yuen Elsie M. Leung, Intervenors-Appellants v. Gemstar-Tv Guide International, Inc.Court of Appeals for the Ninth Circuit · 2005

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