Securities and Exchange Commission, Henry C. Yuen Elsie M. Leung, Intervenors-Appellants v. Gemstar-Tv Guide International, Inc.
Court of Appeals for the Ninth Circuit
1Opinion of the Court
Opinion by Judge TROTT; Concurrence by Judge REINHARDT; Dissent by Judge BEA.
TROTT, Circuit Judge:
In response to a formal application by the Securities and Exchange Commission (“SEC” and “Commission”), the district court entered an order pursuant to Section 1103 of the Sarbanes-Oxley Act of 2002, 15 U.S.C. § 78u — 3(c)(3), placing in escrow in excess of $37 million representing contemplated one-time payments by Gemstar-TV Guide International, Inc. (“Gemstar”), a public corporation, to its resigning Chief Executive Officer (“CEO”), Dr. Henry Yuen, and its Chief Financial Officer (“CFO”), Elsie…
2Cases cited18 opinions
- Hoffman Estates v. Flipside, Hoffman Estates, Inc.Supreme Court of the United States · 1982
- Parker v. LevySupreme Court of the United States · 1974
- Papachristou v. City of JacksonvilleSupreme Court of the United States · 1972
- Hill v. ColoradoSupreme Court of the United States · 2000
- United States v. MazurieSupreme Court of the United States · 1975
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