Legal Opinion
Securities & Exchange Commission v. Blazon Corp.
Court of Appeals for the Ninth Circuit
Decided December 14, 1979No. Nos. 77-1904, 77-2033PublishedCited by 1 opinion
1Opinion of the Court
DUNIWAY, Circuit Judge:
These are appeals by the plaintiff Securities and Exchange Commission and by the defendants Utah Capital Corporation (Utah) and Glenn W. McMurray from portions of the judgment entered on cross motions for summary judgment.
The Commission’s complaint is in two counts. Count I charges violations of the antifraud provisions of the Securities Act of 1933 (§ 17(a)), 15 U.S.C. § 77q(a), and the Securities Exchange Act (§ 10(b)), 15 U.S.C. § 78j(b), and Rule 10b-5 promulgated under it, 17 C.F.R. 240.10b-5, in the offer and sale of stock of Blazon Corporation. The district court…
2Cases cited24 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- United States v. Swift & Co.Supreme Court of the United States · 1932
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Neirbo Co. v. Bethlehem Shipbuilding Corp.Supreme Court of the United States · 1939
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3Cited by1 opinion
- Fed. Sec. L. Rep. P 97,212 Securities and Exchange Commission v. Blazon Corporation Arthur E. Lloyd Gary B. Larson Utah Capital Corporation Glenn W. McMurray Securities and Exchange Commission v. Blazon Corporation, Utah Capital Corporation and Glenn W. McMurrayCourt of Appeals for the Ninth Circuit · 1979