Legal Opinion
Tradex Global Master Fund SPC Ltd. v. Chui
United States Bankruptcy Court, N.D. California
Decided September 30, 2016No. C 15-04744 WHA; Br. No. 12-30953 HLB; Adv. Proc. No. 12-3102 HLBPublishedCited by 6 opinions
1Opinion of the Court
ORDER AFFIRMING DECISION OF BANKRUPTCY COURT
WILLIAM ALSUP, UNITED STATES DISTRICT JUDGE
INTRODUCTION
In this appeal of an adversary proceed-ing relating to appellee’s bankruptcy pro-ceedings, appellants contend that the bankruptcy court should have given pre-clusive effect to a cease and desist order from the Securities and Exchange Com-mission. For the reasons stated below, the decision of the bankruptcy court is Af-FIRMED.
STATEMENT
Appellee Benjamin Pui-Yun Chui was an investment advisor registered with the Se-curities and Exchange Commission who managed (via an investment management company)…
2Cases cited3 opinions
- Maria Escriba v. Foster Poultry Farms, Inc.Court of Appeals for the Ninth Circuit · 2014
- Blausey v. U.S. TrusteeCourt of Appeals for the Ninth Circuit · 2009
- Mollasgo v. Tills (In Re Tills)United States Bankruptcy Court, S.D. California · 2009
3Cited by6 opinions
- Conway v. Heyl (In re Heyl)United States Bankruptcy Appellate Panel for the Eighth Circuit · 2018
- Holzhueter v. Groth (In re Holzhueter)United States Bankruptcy Court, W.D. Wisconsin · 2017
- In re: Tamio Lucien Stehrenberger AND Anna Christine StehrenbergerUnited States Bankruptcy Appellate Panel for the Ninth Circuit · 2024
- Palczuk v. ConwayUnited States Bankruptcy Court, E.D. North Carolina · 2020
- Stehrenberger v. StehrenbergerUnited States Bankruptcy Court, D. Idaho · 2024
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