Legal Opinion
Securities & Exchange Commission v. Norstra Energy Inc.
District Court, S.D. New York
Decided August 17, 2016No. 15cv4751PublishedCited by 4 opinions
1Opinion of the Court
OPINION & ORDER
WILLIAM H. PAULEY III, District Judge
The SEC brings this enforcement action alleging violations of Exchange Act Section 10(b) and Rule 10b-5(b) against Norstra Energy, Inc. (“Norstra”), its CEO Glen Landry, and Eric Dany, the editor of two newsletters: the “Stock Prospector” and the “Mutual Fund Prospector.”
Dany moves for summary judgment, asserting that he did not “make” the alleged misstatements. The SEC also moves for partial summary judgment on two elements of the 10b-5(b) claim: that the alleged misstatements were made “in connection with” the purchase or sale of…
2Cases cited21 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Adickes v. S. H. Kress & Co.Supreme Court of the United States · 1970
- Scott v. HarrisSupreme Court of the United States · 2007
- Securities & Exchange Commission v. ZandfordSupreme Court of the United States · 2002
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