SEC v. Sargent

United States Court of Appeals For the First Circuit No. 22-1596 U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellant, v. HENRY B. SARGENT, Defendant, Appellee, FREDERICK M. MINTZ; ALAN P. FRAADE; JOSEPH J. TOMASEK; PATRICK GIORDANO, Defendants. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS [Hon. Richard G. Stearns, U.S. District Judge] Before Barron, Chief Judge, Lynch and Gelpí, Circuit Judges. Paul G. Alvarez, Senior Appellate Counsel, with whom Dan M. Berkovitz, General Counsel, and Michael A. Conley, Solicitor, were on brief, for appellant. Peter…