Legal Opinion

First Investors Corporation, a New York Corporation v. American Capital Financial Services, Inc., a Texas Corporation

Court of Appeals for the First Circuit

Decided July 27, 1987No. 86-2736PublishedCited by 19 opinions

1Opinion of the Court

TANG, Circuit Judge:

First Investors Corporation appeals a judgment of the district court compelling arbitration. First Investors sued American Capital Financial Services for breach of contract, breach of fiduciary duties, interference with contractual and business relations, unfair competition and conspiracy in restraint of trade based on American’s alleged solicitation of First Investors’ clients and employees. Both First Investors and American are members of the National Association of Securities Dealers (NASD). NASD has adopted a Code of Arbitration Procedure that requires arbitration of…

2Cases cited8 opinions

  1. Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
  2. Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
  3. Atsa of California, Inc., Plaintiff/cross-Claimant/appellant v. Continental Insurance Co., Etc. v. Cairo General Contracting Co., Cross-Defendant/appellee. Hamed Abulhassan, Counter-Defendant/appellant v. Cairo General Contracting Co., Cross-Defendant/appelleeCourt of Appeals for the Ninth Circuit · 1983
  4. Atsa of California, Inc., Plaintiff/cross-Claimant/appellant v. Continental Insurance Co., Etc. v. Cairo General Contracting Co., Cross-Defendant/appellee. Hamed Abulhassan, Counter-Defendant/appellant v. Cairo General Contracting Co., Cross-Defendant/appellee. Atsa of California, Inc. v. United States District Court for the Central District of California, Cairo General Contracting Company, Real Party in InterestCourt of Appeals for the Ninth Circuit · 1985
  5. Nationwide Resources Corp. v. MassabniCourt of Appeals of Arizona · 1982

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3Cited by19 opinions

  1. Three Valleys Municipal Water District v. E.F. Hutton & Co.Court of Appeals for the Ninth Circuit · 1991
  2. AG Edwards & Sons, Inc. v. ClarkSupreme Court of Alabama · 1990
  3. In Re Lowell H. Becraft, Jr. United States of America v. Kenneth W. NelsonCourt of Appeals for the Ninth Circuit · 1989
  4. United Offshore Company v. Southern Deepwater Pipeline CompanyCourt of Appeals for the Fifth Circuit · 1990
  5. Three Valleys Municipal Water District City of Lawndale City of San Marino, City of Palmdale Community Redevelopment Agency of the City of Palmdale, Community Redevelopment Agency of the City of Maywood v. E.F. Hutton & Company, Inc., David J. Lane Todd Melillo, Three Valleys Municipal Water District, a Municipal Water District City of Lawndale, a Municipal Corporation City of San Marino, a Municipal Corporation City of Palmdale, a Municipal Corporation the Community Redevelopment Agency of the City of Palmdale, a Public Body, Corporate and Politic Community Redevelopment Agency of the City of Maywood, a Public Body, Corporate and Politic v. E.F. Hutton & Company, Inc., a Delaware Corporation E.F. Hutton & Company, Inc. Shearson Lehman Hutton Inc., a Delaware Corporation First Investment Securities, Inc., an Arkansas Corporation William E. Parodi, Sr. Frederick W. Parodi David J. Lane Todd Melillo William F. Smith Ed OritzCourt of Appeals for the First Circuit · 1991

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