Legal Opinion
Securities & Exchange Commission v. Children's Hospital
District Court, D. Arizona
Decided January 14, 1963No. Civ. A. 4477 PhxPublishedCited by 3 opinions
1Opinion of the CourtDavis, District Judge
FINDINGS OF FACT AND CONCLUSIONS OF LAW
I
Background Statement
A. Pleadings
1. On November 2, 1962, the Securities and Exchange Commission (“Commission”) filed a complaint to enjoin Children’s Hospital (“Children’s”), James D. Jennings (“Jennings”) and Ernest G. Ross (“Ross”) from engaging in acts and practices constituting violations of Section 5(a) and (c) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77e(a) and (c) (first count) and Section 17(a) of the Act, 15 U. S.C. § 77q(a) (second count).
2. The first count alleges that the defendants have been offering and selling the 8%-…
2Cases cited17 opinions
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
- Better Business Bureau of Washington, D. C., Inc. v. United StatesSupreme Court of the United States · 1946
- Trinidad v. Sagrada Orden De Predicadores De La Provincia Del Santisimo Rosario De FilipinasSupreme Court of the United States · 1924
- Roche's Beach, Inc. v. Commissioner of Internal RevenueCourt of Appeals for the Second Circuit · 1938
- Securities & Exchange Commission v. Universal Service Ass'nCourt of Appeals for the Seventh Circuit · 1939
12 more not listed; retrieve them via the Exa API.
3Cited by3 opinions
- Calderon-Serra v. Wilimington Trust CompanyCourt of Appeals for the First Circuit · 2013
- SECURITIES & EXCHANGE COM'N v. Senex CorporationDistrict Court, E.D. Kentucky · 1975
- E. H. I. of Florida, Inc. v. Insurance Co. of North AmericaDistrict Court, E.D. Pennsylvania · 1980