Legal Opinion
Howard J. SHULTZ, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent
Court of Appeals for the Seventh Circuit
Decided January 7, 1980No. 78-2346PublishedCited by 23 opinions
1Opinion of the Court
SWYGERT, Circuit Judge.
This appeal arises from a final order of the Securities and Exchange Commission (“the Commission”) affirming the disciplinary action taken by the Chicago Board Options Exchange, Inc. (“Exchange”) against petitioner, Howard J. Shultz. The issues presented are:
1. Should the Commission’s decision be reversed because of bias or the appearance of unfairness in the hearing granted petitioner by the Exchange?
2. Was there sufficient evidence to support the findings of the Commission?
3. Is Exchange Rule 8.7(a) unconstitutionally vague, and can Rules 4.1 and 8.7(a) be violated…
2Cases cited13 opinions
- Papachristou v. City of JacksonvilleSupreme Court of the United States · 1972
- United States v. PetrilloSupreme Court of the United States · 1947
- Colonial Realty Corporation v. Bache & Co.Court of Appeals for the Second Circuit · 1966
- Charles W. STEADMAN, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Fifth Circuit · 1979
- Rose Moses v. C. Rodgers BurginCourt of Appeals for the First Circuit · 1971
8 more not listed; retrieve them via the Exa API.
3Cited by23 opinions
- A. Frederick Greenberg Richard M. Greenberg v. The Board of Governors of the Federal Reserve SystemCourt of Appeals for the Second Circuit · 1992
- Free Enterprise Fund v. Public Co. Accounting Oversight BoardCourt of Appeals for the D.C. Circuit · 2008
- Ronald D. Dawson v. New York Life Insurance Company and Nylife Securities, Inc.Court of Appeals for the Seventh Circuit · 1998
- Ronald G. SORRELL, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Ninth Circuit · 1982
- Lang v. FrenchCourt of Appeals for the Fifth Circuit · 1998
18 more not listed; retrieve them via the Exa API.