In re Charles Schwab Corp. Securities Litigation
District Court, N.D. California
1Opinion of the Court
*542ORDER RE MOTIONS TO DISMISS OF SCHWAB DEFENDANTS, INDEPENDENT TRUSTEES, AND PRICE-WATERHOUSECOOPERS; ORDER RE MOTION TO STRIKE
WILLIAM ALSUP, District Judge.
INTRODUCTION
In this putative class action, plaintiffs allege that defendants Charles Schwab Corporation and several affiliated entities and individuals violated federal securities laws and various state laws by misrepresenting the risk profile and assets of Schwab’s YieldPlus Fund and by improperly changing the fund’s investment policies. Defendants include the Schwab Corporation, certain subsidiaries and officers, the YieldPlus Fund’s…
2Cases cited51 opinions
- Dura Pharmaceuticals, Inc. v. BroudoSupreme Court of the United States · 2005
- Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
- Pinter v. DahlSupreme Court of the United States · 1988
- Vess v. Ciba-Geigy Corp. USACourt of Appeals for the Ninth Circuit · 2003
- Merrill Lynch, Pierce, Fenner & Smith Inc. v. DabitSupreme Court of the United States · 2006
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