Legal Opinion

Darwin L. Schmidt v. Ian Lee Finberg, Richard B. Bartlett, Painewebber, F/k/a Paine, Webber, Jackson & Curtis, Inc.

Court of Appeals for the Eleventh Circuit

Decided September 30, 1991No. 90-3788PublishedCited by 37 opinions

1Opinion of the Court

TUTTLE, Senior Circuit Judge:

This is an appeal from an order of the trial court denying a motion by Paineweb-ber, et al. to vacate an award in favor of Schmidt by an arbitration panel of the New York Stock Exchange (NYSE).

I. STATEMENT OF THE CASE

In October 1986, appellee Darwin L. Schmidt filed a complaint against appellants, Painewebber, Finberg and Bartlett (Painewebber) in Orange County, Florida Circuit Court to recover losses sustained in his commodities account which had been handled by appellants. Appellants caused the case to be removed to the Federal Court then had the Federal Court…

2Cases cited4 opinions

  1. O.R. Securities, Inc. v. Professional Planning Associates, Inc.Court of Appeals for the Eleventh Circuit · 1988
  2. Legion Insurance Company v. Insurance General Agency, Inc.Court of Appeals for the Fifth Circuit · 1987
  3. Raiford v. Merrill Lynch, Pierce, Fenner & Smith, Inc.Court of Appeals for the Eleventh Circuit · 1990
  4. Storey v. Searle Blatt Ltd.District Court, S.D. New York · 1988

3Cited by37 opinions

  1. Sunkist Soft Drinks, Inc., Del Monte Corporation, Nabisco Brands, Inc. v. Sunkist Growers, Inc.Court of Appeals for the Eleventh Circuit · 1993
  2. Scott v. Prudential Securities, Inc.Court of Appeals for the Eleventh Circuit · 1998
  3. Robbins v. DayCourt of Appeals for the Eleventh Circuit · 1992
  4. Cat Charter, LLC v. SchurtenbergerCourt of Appeals for the Eleventh Circuit · 2011
  5. In Re Chestnut Energy Partners, Inc., Texas Court of Appeals, 5th District (Dallas)2009

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