Legal Opinion

Hampton v. United States Securities and Exchange Commission

District Court, District of Columbia

Decided October 5, 2018No. Misc. No. 2018-0121Published

1Opinion of the Court

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA ____________________________________ ) DR. KIMBERLEY HAMPTON ) ) Movant, ) ) v. ) No. 1:18-mc-00121 (JEB/GMH) ) UNITED STATES SECURITIES AND ) EXCHANGE COMMISSION, ) ) Respondent. ) ____________________________________) MEMORANDUM OPINION AND ORDER Pursuant to the Right to Financial Privacy Act (“RFPA”),

12 U.S.C. § 3401

et seq., movant Dr. Kimberley Hampton filed a motion to quash two subpoenas for her financial records issued by the U.S. Securities and Exchange Commission (the “SEC”) to two financial institutions at which she holds…

2Cases cited14 opinions

  1. Irwin v. Department of Veterans AffairsSupreme Court of the United States · 1991
  2. United States v. Morton Salt Co.Supreme Court of the United States · 1950
  3. Securities & Exchange Commission v. Jerry T. O'Brien, Inc.Supreme Court of the United States · 1984
  4. Sandsend Financial Consultants, Ltd. v. Federal Home Loan Bank BoardCourt of Appeals for the Fifth Circuit · 1989
  5. Williams v. Court Services and Offender Supervision Agency for DcDistrict Court, District of Columbia · 2012

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