Legal Opinion

Kassover v. UBS AG & UBS Financial Services, Inc.

District Court, S.D. New York

Decided December 19, 2008No. 08 CV 02753(LMM)PublishedCited by 11 opinions

1Opinion of the Court

MEMORANDUM AND ORDER

LAWRENCE W. McKENNA, District Judge.

Plaintiffs Ronald D. Kassover, Chris Jones, Stephen M. Mittman, Ronald E. Klokke, Jan Schneider, Marjorie Elliott, Mark Theissman, Rita Tubis and Helena Tubis (collectively “Plaintiffs”) on behalf of themselves and others similarly situated brought the present action against UBS Financial Services, Inc. (“UBS FS”) and UBS AG (collectively “Defendants” or “UBS”) for federal securities law and state statutory and common law violations stemming from Defendants’ conduct in the marketing and sale of auction rate securities (“ARS”) and in…

2Cases cited25 opinions

  1. Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
  2. ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
  3. Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
  4. Rothman v. GregorCourt of Appeals for the Second Circuit · 2000
  5. Roth v. JenningsCourt of Appeals for the Second Circuit · 2007

20 more not listed; retrieve them via the Exa API.

3Cited by11 opinions

  1. In Re Beacon Associates LitigationDistrict Court, S.D. New York · 2010
  2. Picard Ex Rel. Bernard L. Madoff Investment Securities, LLC v. Estate of MadoffDistrict Court, S.D. New York · 2011
  3. Hasso v. HapkeCalifornia Court of Appeal · 2014
  4. In Re Tremont Securities Law, State Law & Insurance LitigationDistrict Court, S.D. New York · 2010
  5. Meridian Horizon Fund, LP v. Tremont Group Holdings, Inc.District Court, S.D. New York · 2010

6 more not listed; retrieve them via the Exa API.

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API