Legal Opinion
Jean Schmitz Leonard Schmitz v. Carlos J. Zilveti, III Nicholas S. Meris Prudential-Bache Securities Inc., AKA Prudential Securities, Inc.
Court of Appeals for the Ninth Circuit
Decided April 5, 1994No. 92-16853PublishedCited by 154 opinions
1Opinion of the Court
OPINION
WIGGINS, Circuit Judge:
FACTS AND PRIOR PROCEEDINGS
Pursuant to a contract, Jean and Leonard Schmitz (“Appellants”) and Zilveti, Meris, and Prudential-Baehe Securities, Inc. (“Pru-Bache”) (collectively “Appellees”) submitted a dispute to arbitration before the National Association of Securities Dealers (“NASD”). Under the submission agreements, the dispute was to be arbitrated in accordance with the NASD’s A Code of Arbitration Procedure (1990) (“NASD Code”). Three arbitrators were chosen: John R. Conrad, Carolyn J. Yamasaki, and Richard G. MacMillan. Conrad, a lawyer, was chosen as…
2Cases cited18 opinions
- Tumey v. OhioSupreme Court of the United States · 1927
- Pullman-Standard v. SwintSupreme Court of the United States · 1982
- Commonwealth Coatings Corp. v. Continental Casualty Co.Supreme Court of the United States · 1969
- Wheeler v. St. Joseph HospitalCalifornia Court of Appeal · 1976
- Lois Anderson v. United StatesCourt of Appeals for the Ninth Circuit · 1992
13 more not listed; retrieve them via the Exa API.
3Cited by154 opinions
- Burlington Northern Railroad v. TUCO Inc.Texas Supreme Court · 1997
- Timothy L. WOODS, Plaintiff-Appellant, v. SATURN DISTRIBUTION CORPORATION, a Delaware Corporation, Defendant-AppelleeCourt of Appeals for the Ninth Circuit · 1996
- Nationwide Mutual Insurance Company v. Home Insurance CompanyCourt of Appeals for the Sixth Circuit · 2005
- Gianelli Money Purchase Plan & Trust v. ADM Investor Services, Inc.Court of Appeals for the Eleventh Circuit · 1998
- Anr Coal Company, Incorporated v. Cogentrix of North Carolina, IncorporatedCourt of Appeals for the Fourth Circuit · 1999
149 more not listed; retrieve them via the Exa API.