Legal Opinion
Commodity Futures Trading Commission v. Walsh
New York Court of Appeals
Decided June 23, 2011No. 91PublishedCited by 21 opinions
1Opinion of the Court
OPINION OF THE COURT
Graffeo, J.
Stephen Walsh is a defendant in related actions brought by plaintiffs Commodity Futures Trading Commission and Securities and Exchange Commission (the Agencies) alleging violations of the anti-fraud provisions of the Commodity Exchange Act and the Securities Exchange Act. The Agencies claim that between 1996 and 2009, Walsh and his codefendant, Paul Greenwood, misappropriated more than $550 million from funds they managed for various public and private institutional investors.1
The Agencies also pursued disgorgement efforts against Janet Schaberg, the former…
2Cases cited18 opinions
- O'Brien v. O'BrienNew York Court of Appeals · 1985
- Price v. PriceNew York Court of Appeals · 1986
- Rainbow v. SwisherNew York Court of Appeals · 1988
- Guggenheim Foundation v. LubellNew York Court of Appeals · 1991
- Stephens v. . Board of EducationNew York Court of Appeals · 1879
13 more not listed; retrieve them via the Exa API.
3Cited by21 opinions
- Chen v. New Trend Apparel, Inc.District Court, S.D. New York · 2014
- Securities Investor Protection Corp. v. Bernard L. Madoff Investment Securities LLC (In re Madoff)United States Bankruptcy Court, S.D. New York · 2015
- Beck Chevrolet Co. v. General Motors LLCNew York Court of Appeals · 2016
- Sardis v. FrankelAppellate Division of the Supreme Court of the State of New York · 2014
- Securities Investor Protection Corp. v. Bernard L. Madoff Investment Securities LLC (In re Madoff)United States Bankruptcy Court, S.D. New York · 2014
16 more not listed; retrieve them via the Exa API.