Legal Opinion
Phillips v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
District Court, D. Minnesota
Decided December 9, 1985No. Civ. 4-81-394PublishedCited by 2 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
DIANA E. MURPHY, District Judge.
Plaintiffs Louis L. Phillips and L.L. Phillips Charities brought this action against defendants Merrill Lynch, Pierce, Fenner & Smith and Ben Sirianni alleging violation of federal and state securities laws, breach of contract and fiduciary duty, and negligence. After this court granted defendants’ motion to compel arbitration of state law claims, a National Association of Securities Dealers, Inc. (NASD) arbitration panel found defendants liable to plaintiff Louis L. Phillips in the amount of $930,000 and to plaintiff L.L. Phillips…
2Cases cited6 opinions
- Milkovich v. SaariSupreme Court of Minnesota · 1973
- Weitz Co. v. Mo-Kan Carpet, Inc.Court of Appeals for the Eighth Circuit · 1983
- Merit Insurance Company v. Leatherby Insurance Company A/K/A Western Employers Insurance CompanyCourt of Appeals for the Seventh Circuit · 1984
- Unique Systems, Inc., and Duane F. Lilja, and Cross-Appellants v. Zotos International, Inc., and Cross-AppelleeCourt of Appeals for the Eighth Circuit · 1980
- Pacific Indemnity Co. v. Thompson-Yaeger, Inc.Supreme Court of Minnesota · 1977
1 more not listed; retrieve them via the Exa API.
3Cited by2 opinions
- Minnesota Odd Fellows Home Foundation v. Engler & Budd Co.District Court, D. Minnesota · 1986
- J.C. Brager Co. v. ChesenDistrict Court, D. Nebraska · 1998