Legal Opinion
Carpenter v. Brooks
Court of Appeals of North Carolina
Decided August 29, 2000No. COA99-878PublishedCited by 12 opinions
1Opinion of the Court
EDMUNDS, Judge.
Defendants Salomon Smith Barney, Inc. (Smith Barney), Pinnacle Group, Inc. (Pinnacle), and Legg Mason Wood Walker, Inc. (Legg Mason), appeal the trial court’s vacatur of an arbitration award. We reverse.
Plaintiffs Shirley S. Carpenter (Carpenter) and Diane Carson (Carson) were introduced to defendant George Brooks (Brooks) in the autumn of 1983. At that time, Brooks was an account executive and sales agent for Shearson Lehman Brothers, Inc. (Shearson), predecessor of defendant Smith Barney, in Charlotte. According to plaintiffs’ complaint, Brooks offered to assist plaintiffs in…
2Cases cited19 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
- United Paperworkers International Union v. Misco, Inc.Supreme Court of the United States · 1987
- Allied-Bruce Terminix Cos., Inc. v. DobsonSupreme Court of the United States · 1995
- United States v. Carlos Manuel Parodi, United States of America v. Edwin Barton Conway, United States of America v. Robert Lee LawsCourt of Appeals for the Fourth Circuit · 1983
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3Cited by12 opinions
- Morgan Keegan & Company, Inc. v. William Hamilton Smythe, IIITennessee Supreme Court · 2013
- Park v. Merrill LynchCourt of Appeals of North Carolina · 2003
- Zimmerman v. Appalachian State UniversityCourt of Appeals of North Carolina · 2002
- First Union Securities, Inc. v. LORELLICourt of Appeals of North Carolina · 2005
- Jirtle v. Board of Adjustment of BiscoeCourt of Appeals of North Carolina · 2005
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