Legal Opinion
Bear Stearns & Co., Inc. v. 1109580 Ontario, Inc.
District Court, S.D. New York
Decided May 18, 2004No. 03 Civ. 9919(SHS)PublishedCited by 2 opinions
1Opinion of the Court
OPINION AND ORDER
STEIN, District Judge.
In February of 1997, 1109580 Ontario, Inc., a Canadian corporation, commenced an arbitration under the auspices of the National Association of Securities Dealers, Inc. (the “NASD”) against Bear Stearns & Co, Inc., its subsidiary Bear Stearns Securities Corp., (collectively, “Bear Stearns”) and Richard Harriton, a Bear Stearns Securities Corp. executive, seeking damages relating to losses Ontario sustained allegedly due to Bear Stearns’s actions. On December 11, 2003, the arbitral panel issued an award in favor of Bear Stearns and dismissed all of…
2Cases cited19 opinions
- Parklane Hosiery Co. v. ShoreSupreme Court of the United States · 1979
- Duferco International Steel Trading v. T. Klaveness Shipping A/sCourt of Appeals for the Second Circuit · 2003
- Landy Michaels Realty Corp. v. Local 32b-32j, Service Employees International Union, Afl-CioCourt of Appeals for the Second Circuit · 1992
- Westerbeke Corporation v. Daihatsu Motor Co., Ltd.Court of Appeals for the Second Circuit · 2002
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Jack BobkerCourt of Appeals for the Second Circuit · 1986
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3Cited by2 opinions
- Bear, Stearns & Co., Inc., Bear, Stearns Securities Corp., and Richard Harriton v. 1109580 Ontario, Inc., Docket No. 04-3632-CvCourt of Appeals for the Second Circuit · 2005
- Fromm v. ING FUNDS DISTRIBUTOR, LLCDistrict Court, S.D. New York · 2007