Legal Opinion
Fed. Sec. L. Rep. P 95,346 Securities and Exchange Commission, Applicant-Appellee v. Robert Howatt
Court of Appeals for the First Circuit
Decided October 31, 1975No. 75-1150PublishedCited by 41 opinions
1Opinion of the Court
LEVIN H. CAMPBELL, Circuit Judge.
This is an appeal from an order entered after a hearing in the district court enforcing subpoenas duces tecum that were issued by the Securities and Exchange Commission in the course of an investigation into alleged securities law violations. 1
In its verified complaint and attached exhibits, and orally at the district court hearing, the SEC represented as follows: On May 8, 1973, it had issued an order authorizing a private investigation into reports that Aurre & Company, Inc., a Delaware company registered with the Commission as a broker-dealer, and others…
2Cases cited13 opinions
- United States v. PowellSupreme Court of the United States · 1964
- See v. City of SeattleSupreme Court of the United States · 1967
- United States v. Morton Salt Co.Supreme Court of the United States · 1950
- Oklahoma Press Publishing Co. v. WallingSupreme Court of the United States · 1946
- Couch v. United StatesSupreme Court of the United States · 1973
8 more not listed; retrieve them via the Exa API.
3Cited by41 opinions
- Vincent Coppola v. Ronald L. Powell, Etc.Court of Appeals for the First Circuit · 1989
- United States v. Sturm, Ruger & Company, Inc.Court of Appeals for the First Circuit · 1996
- Darr v. MuratoraCourt of Appeals for the First Circuit · 1993
- In Re EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, PetitionerCourt of Appeals for the Fifth Circuit · 1983
- Lilian Willens v. University of MassachusettsCourt of Appeals for the First Circuit · 1978
36 more not listed; retrieve them via the Exa API.