Legal Opinion
Fed. Sec. L. Rep. P 90,197, 98 Cal. Daily Op. Serv. 3143, 98 Daily Journal D.A.R. 4343 Securities and Exchange Commission v. First Pacific Bancorp Pacven, Inc., Leonard S. Sands Charles W. Knapp Berrien Moore Daniel S. Geiger Mulk Raj Dass Apex Investment Securities, Ltd., Securities and Exchange Commission v. Leonard S. Sands, First Pacific Bancorp Pacven, Inc. Charles W. Knapp Berrien Moore Daniel S. Geiger Mulk Raj Dass Apex Investment Securities, Ltd.
Court of Appeals for the First Circuit
Decided April 28, 1998No. 96-56687PublishedCited by 1 opinion
1Opinion of the Court
142 F.3d 1186
Fed. Sec. L. Rep. P 90,197, 98 Cal. Daily Op. Serv. 3143,
98 Daily Journal D.A.R. 4343
SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee,
v.
FIRST PACIFIC BANCORP; PacVen, Inc., Defendants-Appellants,
Leonard S. Sands; Charles W. Knapp; Berrien Moore; Daniel
S. Geiger; Mulk Raj Dass; Apex Investment
Securities, Ltd., Defendants,
SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee,
v.
Leonard S. SANDS, Defendant-Appellant,
First Pacific Bancorp; PacVen, Inc.; Charles W. Knapp;
Berrien Moore; Daniel S. Geiger; Mulk Raj Dass;
Apex Investment Securities, Ltd., Defendants.
Nos. 96-56687,…
2Cases cited23 opinions
- Tull v. United StatesSupreme Court of the United States · 1987
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 96,610 Securities and Exchange Commission v. Gerson Blatt, Barton S. Udell, and John PullmanCourt of Appeals for the Fifth Circuit · 1978
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
18 more not listed; retrieve them via the Exa API.
3Cited by1 opinion
- SECURITY AND EXCHANGE COMMISSION v. CMKM Diamonds, Inc.District Court, D. Nevada · 2009