Legal Opinion
Fed. Sec. L. Rep. P 96,062 Securities Investor Protection Corporation, Applicant-Appellee v. Executive Securities Corporation, Securities and Exchange Commission v. Executive Securities Corporation
Court of Appeals for the Second Circuit
Decided May 20, 1977No. 949PublishedCited by 7 opinions
1Opinion of the Court
556 F.2d 98
Fed. Sec. L. Rep. P 96,062
SECURITIES INVESTOR PROTECTION CORPORATION, Applicant-Appellee,
v.
EXECUTIVE SECURITIES CORPORATION, Defendant-Appellant.
SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee,
v.
EXECUTIVE SECURITIES CORPORATION et al., Defendants-Appellants.
Nos. 948, 949, Dockets 77-6005, 77-6009.
United States Court of Appeals,
Second Circuit.
Heard May 4, 1977.
Decided May 20, 1977.
John W. Barnett, New Haven, Conn. (J. Drake Turrentine, Wiggin & Dana, New Haven, Conn., of counsel), for claimant-appellant Yale.
Thomas C. O'Keefe, New York City (Stephen W. Greiner, Lawrence S.…
2Cases cited3 opinions
- Securities And Exchange Commission v. F. O. Baroff Company, Inc.Court of Appeals for the Second Circuit · 1974
- Securities Investor Protection Corp. v. Executive Securities Corp.District Court, S.D. New York · 1976
- Securities Investor Protection Corp. v. Executive Securities Corp.Court of Appeals for the Second Circuit · 1977
3Cited by7 opinions
- Matter of SSIW Corp.United States Bankruptcy Court, S.D. New York · 1980
- In Re Adler, Coleman Clearing Corp.United States Bankruptcy Court, S.D. New York · 1998
- Carval Investors UK Ltd. v. Giddens ex rel. SIPA Liquidation of Lehman Bros. (In re Lehman Bros.)District Court, S.D. New York · 2014
- Fed. Sec. L. Rep. P 98,694 Securities and Exchange Commission v. Ambassador Church Finance/development Group, Inc., Securities Investor Protection Corporation and Fred D. Bryan, Trustee, Applicants-Appellants v. Pine Street Baptist Church, Claimant-AppelleeCourt of Appeals for the Sixth Circuit · 1982
- Securities & Exchange Commission v. Ambassador Church Finance/Development Group, Inc.Court of Appeals for the Sixth Circuit · 1982
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