Legal Opinion
Securities Investor Protection Corp. v. Executive Securities Corp.
District Court, S.D. New York
Decided November 29, 1976No. 75 Civ. 733 (CHT)PublishedCited by 13 opinions
1Opinion of the Court
MEMORANDUM
TENNEY, District Judge.
This is an appeal from the order of the Honorable John J. Galgay, Bankruptcy Judge, dated February 23 and filed February 24,1976, jurisdiction in this Court being based on Section 39c of the Bankruptcy Act, 11 U.S.C. § 67(c) and Part VIII of the Bankruptcy Rules. The issue presented is whether Shearson Hayden Stone, Inc. and Yale University (referred to collectively herein as “claimants”) are “customers” of Executive Securities Corporation (“Executive”) within the meaning of the Securities Investor Protection Act of 1970 (“SIPA”), 15 U.S.C. §§ 78aaa et seq.,…
2Cases cited5 opinions
- Securities Investor Protection Corp. v. BarbourSupreme Court of the United States · 1975
- SECURITIES AND EXCHANGE COMMISSION v. ABERDEEN SECURITIES CO., INC., Et Al. Appeal of Sherwin SELIGSOHN Et Al.Court of Appeals for the Third Circuit · 1973
- Securities And Exchange Commission v. F. O. Baroff Company, Inc.Court of Appeals for the Second Circuit · 1974
- Securities And Exchange Commission v. Packer, Wilbur & Co., Inc.Court of Appeals for the Second Circuit · 1974
- Securities Investor Protection Corporation v. Morgan, Kennedy & Co., Inc.Court of Appeals for the Second Circuit · 1976
3Cited by13 opinions
- Matter of Bevill, Bresler & Schulman AssetDistrict Court, D. New Jersey · 1986
- Ferris, Baker Watts, Inc. v. Stephenson (In Re MJK Clearing, Inc.)United States Bankruptcy Court, D. Minnesota · 2002
- Ravis v. Day (In Re Investors Security Corp.)United States Bankruptcy Court, W.D. Pennsylvania · 1980
- Aozora Bank Ltd. v. Securities Investor Protection Corp.District Court, S.D. New York · 2012
- In Re John Muir & Co.United States Bankruptcy Court, S.D. New York · 1985
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