Legal Opinion
Hughes v. Securities and Exchange Commission
Court of Appeals for the D.C. Circuit
Decided May 9, 1949No. 9853PublishedCited by 58 opinions
1Opinion of the Court
CLARK, Circuit Judge.
The case is before this court on petition of Arleen W. Hughes, doing business as E. W. Hughes & Company, to review and set aside an order of respondent Securities and Exchange Commission revoking her registration as a broker and dealer.
Petitioner, referred to below as the registrant, has been engaged in the securities business as a broker and dealer since 1928. She is now the sole proprietor of the above-named business. 1 *In 1940, petitioner was registered as a broker and dealer under Section 15 of the Securities Exchange Act of 1934, as amended. 2 In 1942, she was…
2Cases cited6 opinions
- Hall v. Geiger-Jones Co.Supreme Court of the United States · 1917
- Michoud v. GirodSupreme Court of the United States · 1846
- Townsend v. United StatesCourt of Appeals for the D.C. Circuit · 1938
- Fields v. United StatesCourt of Appeals for the D.C. Circuit · 1947
- Dennis v. United StatesCourt of Appeals for the D.C. Circuit · 1948
1 more not listed; retrieve them via the Exa API.
3Cited by58 opinions
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Fischman v. Raytheon Mfg. Co.Court of Appeals for the Second Circuit · 1951
- D. H. Roe and Stratoray Oil, Inc. v. United StatesCourt of Appeals for the Fifth Circuit · 1961
- Subin v. GoldsmithCourt of Appeals for the Second Circuit · 1955
- Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1959
53 more not listed; retrieve them via the Exa API.