Legal Opinion

Hatrock v. Edward D. Jones & Co.

Court of Appeals for the Ninth Circuit

Decided December 28, 1984No. Nos. 83-4182, 83-4190 and 83-4233PublishedCited by 70 opinions

1Opinion of the Court

CHOY, Circuit Judge:

The district court entered judgment upon a jury verdict for the plaintiffs for violating federal securities law and state securities law and common law, and allowed attorneys’ fees against one of the defendants. We affirm.

I. BACKGROUND

John and Beverly Hatrock were a young couple with little prior experience in the *770stock market. Edward D. Jones & Company (“Jones”) was a midwest brokerage firm located in Maryland Heights, Missouri. The company identified itself as a “country broker” with a conservative philosophy. It had 530 offices in 32 states, most of which were operated…

2Cases cited32 opinions

  1. Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
  2. Blackie v. BarrackCourt of Appeals for the Ninth Circuit · 1975
  3. Fed. Sec. L. Rep. P 94,853 John Schlick v. Penn-Dixie Cement CorporationCourt of Appeals for the Second Circuit · 1974
  4. Neal v. Farmers Insurance ExchangeCalifornia Supreme Court · 1978
  5. Fed. Sec. L. Rep. P 93,213 Hill York Corporation v. American International Franchises, Inc., Gurn H. FreemanCourt of Appeals for the Fifth Circuit · 1971

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3Cited by70 opinions

  1. Howard Wool v. Tandem Computers Incorporated, Robert C. Marshall, Henry v. Morgan, and James G. TreybigCourt of Appeals for the Ninth Circuit · 1987
  2. In Re Daou Systems, Inc., Securities Litigation, Greg Sparling Eugene Krabbenhoft Patrick De Kruyff, Esq. Robert Zaretsky Rod Ford Thomas v. Hagman Richard W. Walsh Richard Toribio Paul Rabin v. Georges Daou Daniel Daou Fred McGee Robert McNeill John Moragne Daou Systems, Inc., in Re Daou Systems, Inc., Securities Litigation, Greg Sparling Eugene Krabbenhoft Patrick De Kruyff, Esq. Robert Zaretsky Rod Ford Thomas v. Hagman Richard W. Walsh Richar Toribio Paul Rabin v. Georges Daou Daniel Daou Fred McGee Robert McNeill John Moragne, and Daou Systems, Inc.Court of Appeals for the Ninth Circuit · 2005
  3. McCabe v. Ernst & Young, LLPCourt of Appeals for the Third Circuit · 2007
  4. Binder v. GillespieCourt of Appeals for the Ninth Circuit · 1999
  5. McGonigle v. CombsCourt of Appeals for the Ninth Circuit · 1992

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