Legal Opinion
Securities & Exchange Commission v. H. L. Rodger & Bro.
Court of Appeals for the Seventh Circuit
Decided June 29, 1971No. 18709PublishedCited by 1 opinion
1Opinion of the Court
SWYGERT, Chief Judge.
This is an appeal from a denial of a petition for reclamation filed in the receivership of a defunct stock brokerage firm. The underlying receivership proceeding was instituted by the Securities and Exchange Commission against H. L. Rodger & Bro. (Rodger), a registered broker-dealer in securities. During the course of the receivership, Robert M. Beak1 filed a petition for reclamation of *1079certain securities allegedly valued in excess of $80,000, which, at the time of the appointment of the receiver, were held to a large extent by the First National Bank of Chicago as…
2Cases cited5 opinions
- Talty v. Freedman's Savings & Trust Co.Supreme Court of the United States · 1876
- Belden v. PerkinsIllinois Supreme Court · 1875
- Price v. Dime Savings BankIllinois Supreme Court · 1888
- Bradley v. ParksIllinois Supreme Court · 1876
- Boulter v. Joliet National BankAppellate Court of Illinois · 1920
3Cited by1 opinion
- In the Matter of Securities and Exchange Commission v. H. L. Rodger & Bro., a Partnership v. Gladys B. Beak, of the Last Will of Robert M. Beak, DeceasedCourt of Appeals for the Seventh Circuit · 1971