Fed. Sec. L. Rep. P 96,874 First Interstate Bank of Denver, N.A. And Jack K. Naber v. Roy I. Pring and Central Bank and Trust Company of Denver
Court of Appeals for the First Circuit
1Opinion of the Court
LOGAN, Circuit Judge.
Plaintiffs First Interstate Bank of Denver, N.A. and Jack K. Naber appeal from the district court’s grant of summary judgment for defendants Roy I. Pring (Pring) and Central Bank of Denver (Central Bank). Plaintiffs assert claims under § 10(b) and § 20(a) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b) and 78t(a), and SEC Rule 10b-5, 17 C.F.R. § 240.10b-5.
I
The securities involved in this case are $11 million in bonds issued in June 1988 by the Colorado Springs-Stetson Hills-Public Building Authority (the Authority). 1 Previously, in 1986, the Authority had…
2Cases cited48 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Fed. Sec. L. Rep. P 95,228 Rocco Dileo and Louise Dileo v. Ernst & YoungCourt of Appeals for the Seventh Circuit · 1990
- Dirks v. Securities & Exchange CommissionSupreme Court of the United States · 1983
- Fed. Sec. L. Rep. P 93,959 Frank Lanza, Jr. v. Drexel & Co., Theodore J. Kircher and Christie F. VitoloCourt of Appeals for the Second Circuit · 1973
- Myzel v. FieldsCourt of Appeals for the Eighth Circuit · 1967
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- City of Philadelphia v. Fleming Companies, Inc.Court of Appeals for the Tenth Circuit · 2001
- Robert L. Brown, and All Those Similarly Situated v. The Enstar Group, Inc., Richard J. Grassgreen, Perry MendelCourt of Appeals for the Eleventh Circuit · 1996
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