Legal Opinion

Securities And Exchange Commission v. First Securities Company Of Chicago

Court of Appeals for the First Circuit

Decided October 10, 1972No. 71-1272PublishedCited by 26 opinions

1Opinion of the Court

463 F.2d 981

Fed. Sec. L. Rep. P 93,430

SECURITIES AND EXCHANGE COMMISSION, Plaintiff,

v.

FIRST SECURITIES COMPANY OF CHICAGO, Defendant. Olga

Hochfelder et al., Claimants-Appellants, Keith S.

McKy, Receiver-Appellee, Customer

Creditors Committee, Committee-Appellee.

No. 71-1272.

United States Court of Appeals,

Seventh Circuit.

April 12, 1972.

Rehearings Denied May 2, and May 8, 1972.

Certiorari Denied Oct. 10, 1972.

See 93 S.Ct. 85.

Philip A. Loomis, Jr., Washington, D. C., John I. Mayer and Joseph L. Grant, Chicago, Ill., for Securities Exchange Commission.

Donald Vetter, Leon M. Despres, Albert Schwartz,…

2Cases cited11 opinions

  1. Myzel v. FieldsCourt of Appeals for the Eighth Circuit · 1967
  2. Bertha Hecht, and v. Harris, Upham & Co., a Partnership, Harris, Upham & Co., Inc., a Corporation, AndCourt of Appeals for the Ninth Circuit · 1970
  3. Donald W. Buttrey, Trustee in Bankruptcy for Dobich Securities Corporation v. Merrill Lynch, Pierce, Fenner & Smith, Inc.Court of Appeals for the Seventh Circuit · 1969
  4. Hecht v. Harris, Upham & Co.District Court, N.D. California · 1968
  5. Tora C. Brennan v. Midwestern United Life Insurance Company, a CorporationCourt of Appeals for the Seventh Circuit · 1969

6 more not listed; retrieve them via the Exa API.

3Cited by26 opinions

  1. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  2. Securities and Exchange Commission v. Savoy Industries, Inc. Appeal of S. Mort ZimmermanCourt of Appeals for the D.C. Circuit · 1978
  3. Landry v. Federal Deposit Insurance CorporationCourt of Appeals for the Third Circuit · 1973
  4. SHARP, Stanley L. v. COOPERS & LYBRAND, AppellantCourt of Appeals for the Third Circuit · 1981
  5. Harrison v. Dean Witter Reynolds, Inc.Court of Appeals for the Seventh Circuit · 1992

21 more not listed; retrieve them via the Exa API.

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