Legal Opinion
FARGO PARTNERS, a North Dakota Partnership, Appellant, v. DAIN CORP., Appellee
Court of Appeals for the Eighth Circuit
Decided August 4, 1976No. 76-1053PublishedCited by 45 opinions
1Opinion of the Court
ROSS, Circuit Judge.
This action was brought by Fargo Partners alleging fraud and deceit in violation of the Federal Securities Act of 1933 and the Federal Securities Exchange Act of 1934. Pendent claims under state law were also alleged. After a Fed.R.Civ.P. 12(d) preliminary hearing, the district court 1 dismissed the complaint for want of jurisdiction, holding that the transaction did not involve a security as defined in the Acts, 15 U.S.C. §§ 77b(l), 78c(a)(10). Fargo Partners v. Dain Corp., 405 F.Supp. 739 (D.N.D. 1975). We agree with this conclusion and affirm the judgment of dismissal.
De…
2Cases cited13 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
- Tcherepnin v. KnightSupreme Court of the United States · 1967
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
8 more not listed; retrieve them via the Exa API.
3Cited by45 opinions
- John D. Williamson, Plaintiffs-Appellants-Cross v. Gordon G. Tucker, Defendants-Appellees-CrossCourt of Appeals for the Fifth Circuit · 1981
- Gerald M. Hocking v. Maylee Dubois and Vitousek & Dick Realtors, Inc., a Hawaii CorporationCourt of Appeals for the Ninth Circuit · 1989
- Fed. Sec. L. Rep. P 97,815 Jeffrey E. Frederiksen and Emerald City Corporation, an Illinois Corporation v. Edward T. PolowayCourt of Appeals for the Seventh Circuit · 1981
- C. Roger Youmans, Jr., M.D., and Leonard B. Tatar, Trustee, Plaintiffs v. Nick Simon and Bidco, Inc.Court of Appeals for the Fifth Circuit · 1986
- CONTINENTAL GRAIN (AUSTRALIA) PTY. LTD., Appellant, v. PACIFIC OILSEEDS, INC. and Carl Ernest Claassen, Appellees, and Northrup, King & Co.Court of Appeals for the Eighth Circuit · 1979
40 more not listed; retrieve them via the Exa API.