Legal Opinion
Securities and Exchange Commission v. National Securities, Inc., a Corporation
Court of Appeals for the Ninth Circuit
Decided November 14, 1967No. 21146PublishedCited by 4 opinions
1Opinion of the Court
JERTBERG, Circuit Judge:
Before us is an appeal under 28 U.S.C. § 1291 by the plaintiff below and appellant in this court, Securities and Exchange Commission, from a final judgment of the United States District Court for the District of Arizona granting judgment on the pleadings for the defendants below, appellees here. The action was brought pursuant to Section 21(e) of the Securities and Exchange Act of 1934, 15 U.S.C. § 78u(e), to enjoin violations of the antifraud provisions of that Act. Sec. 10(b), 15 U.S.C. § 78j(b), and Rule 10b-5 of that Act, 17 CFR 240.10b-5, and for other relief.
Appel…
2Cases cited3 opinions
- United States v. South-Eastern Underwriters Assn.Supreme Court of the United States · 1944
- Prudential Insurance v. BenjaminSupreme Court of the United States · 1946
- Securities & Exchange Commission v. National Securities, Inc.District Court, D. Arizona · 1966
3Cited by4 opinions
- Securities & Exchange Commission v. National Securities, Inc.Supreme Court of the United States · 1969
- Commander Leasing Co., a Partnership v. Transamerica Title Insurance Company, a California CorporationCourt of Appeals for the Tenth Circuit · 1973
- American Family Life Assurance Co. v. Planned Marketing Associates, Inc.District Court, E.D. Virginia · 1974
- Hamilton Life Ins. Co. of NY v. Republic Nat. Life Ins. Co.District Court, S.D. New York · 1968