Legal Opinion
Hubbard v. Hibbard Brown & Co.
Supreme Court of Delaware
Decided November 22, 1993PublishedCited by 25 opinions
1Opinion of the Court
VEASEY, Chief Justice:
This is an appeal and cross-appeal from a decision of the Court of Chancery modifying an order entered by Richard W. Hubbard, the Securities Commissioner of the State of Delaware (the “Commissioner”), imposing sanctions against Hibbard Brown & Company, Inc. (“Hibbard Brown”), a broker-dealer registered to sell securities in the state of Delaware, and two of its agents, Michael Martone (“Martone”) and Brendon D. Hart (“Hart”). In reviewing the Court of Chancery’s decision, we must examine the standards and appropriate sanctions for violations of 6 Del.C. § 7303, which…
2Cases cited28 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Chiarella v. United StatesSupreme Court of the United States · 1980
- Eisenberg v. GagnonCourt of Appeals for the Third Circuit · 1985
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3Cited by25 opinions
- TROOIEN v. MansourCourt of Appeals for the Eighth Circuit · 2010
- Fountain v. StateSupreme Court of Delaware · 2016
- Sheehan v. Oblates of St. Francis de SalesSupreme Court of Delaware · 2011
- Smith v. GuestSupreme Court of Delaware · 2011
- A.W. Financial Services, S.A. v. Empire Resources, Inc.Supreme Court of Delaware · 2009
20 more not listed; retrieve them via the Exa API.