Securities and Exchange Commission v. Bivona

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 SECURITIES AND EXCHANGE Case No. 16-cv-01386-EMC COMMISSION, 8 Plaintiff, ORDER DENYING NONPARTY 9 PATRICK NICHOLSON’S MOTION v. TO QUASH SUBPOENA 10 FELIX INVESTMENTS, LLC, Docket No. 695 11 Defendant. 12 13 14 Nonparty Patrick Nicholson filed a motion to quash the U.S. Securities and Exchange 15 Commission’s subpoena on documents maintained by Mr. Nicholson at TD Bank. Docket No. 16 695. Mr. Nicholson argues that his personal financial records are not relevant to the SEC’s 17 judgment enforcement against the judgment…