Legal Opinion
Securities Investor Protection Corp. v. Nappy (In Re Nappy)
United States Bankruptcy Court, E.D. New York
Decided October 13, 1999No. 1-19-40848PublishedCited by 9 opinions
1Opinion of the Court
MEMORANDUM OPINION DETERMINING NONDISCHARGEABILITY OF CLAIM HELD BY THE SECURITIES INVESTOR PROTECTION CORPORATION
STAN BERNSTEIN, Bankruptcy Judge.
I. Introduction: An Overview.
A. The Parties.
The plaintiff, Securities Investor Protection Corporation (SIPC), is a non-profit membership corporation created under the Securities Investors Protection Act (SIPA), 15 U.S.C. § 78aaa et seq. One of SIPC’s members was John Franklin Associates, Inc. (JFA), a securities broker-dealer registered with the United States Securities and Exchange Commission (SEC) as well as á SIPC member. The chapter 7 debtor…
2Cases cited30 opinions
- Grogan v. GarnerSupreme Court of the United States · 1991
- Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
- Field v. MansSupreme Court of the United States · 1995
- In Re Robert J. Young and Donna M. Young, Debtors. Fowler Brothers v. Robert J. Young and Donna M. YoungCourt of Appeals for the Tenth Circuit · 1996
- Palmacci v. UmpierrezCourt of Appeals for the First Circuit · 1997
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3Cited by9 opinions
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- Conte v. US Alliance Federal Credit UnionDistrict Court, D. Connecticut · 2004
- Kirschner v. BennettDistrict Court, S.D. New York · 2010
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