Legal Opinion
Gearhart & Otis, Inc., Frederick D. Gearhart, Jr. And Edward v. Otis v. Securities and Exchange Commission and United States of America
Court of Appeals for the D.C. Circuit
Decided August 10, 1965No. 18817PublishedCited by 31 opinions
1Opinion of the Court
J. SKELLY WRIGHT, Circuit Judge.
Petitioners seek review of an order of the Securities and Exchange Commission revoking the broker-dealer registration 1 of Gearhart & Otis, Inc., expelling it from membership in the National Association of Securities Dealers, 2 3 and finding Gearhart and Otis individually to be the cause of the revocation and expulsion. In so doing, the Commission affirmed its Hearing Examiner. We affirm the Commission.
The Commission’s findings of fact are not disputed by petitioners. These findings show that Gearhart and Otis, each 50 per cent stockholders of Gearhart & Otis,…
2Cases cited27 opinions
- United States v. L. A. Tucker Truck Lines, Inc.Supreme Court of the United States · 1952
- Deering Milliken, Inc., a Corporation v. Reed Johnston, as Regional Director of the National Labor Relations BoardCourt of Appeals for the Fourth Circuit · 1961
- Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1959
- Texaco, Inc. v. Federal Trade Commission, the B. F. Goodrich Company v. Federal Trade CommissionCourt of Appeals for the D.C. Circuit · 1964
- Hughes v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1949
22 more not listed; retrieve them via the Exa API.
3Cited by31 opinions
- Paul G. Simard v. Board of Education of the Town of GrotonCourt of Appeals for the Second Circuit · 1973
- Federal Trade Commission v. Flotill Products, Inc.Supreme Court of the United States · 1967
- Hughes v. District of Columbia Department of Employment ServicesDistrict of Columbia Court of Appeals · 1985
- ARTHUR LIPPER CORPORATION and Arthur Lipper, III, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Second Circuit · 1977
- Securities & Exchange Commission v. National Student Marketing Corp.District Court, District of Columbia · 1973
26 more not listed; retrieve them via the Exa API.