Legal Opinion
Securities & Exchange Commission v. Kelly Andrews & Bradley, Inc.
District Court, S.D. New York
Decided April 25, 1972No. 71 Civ. 5469PublishedCited by 11 opinions
1Opinion of the Court
OPINION
EDWARD WEINFELD, District Judge.
The Securities and Exchange Commission (Commission) commenced this action against Kelly Andrews & Bradley, Inc. (Kelly Andrews), a registered broker-dealer; Stuart Schiffman, its president and a director; Perry Scheer, its secretary and treasurer, and Fred Miller, a director and its vice president. The complaint charged them with continuing violations of the anti-fraud, net capital, bookkeeping and financial reporting provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 and rules promulgated thereunder. The Commission sought a…
2Cases cited17 opinions
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Glus v. Brooklyn Eastern District TerminalSupreme Court of the United States · 1959
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Dickerson v. ColgroveSupreme Court of the United States · 1880
12 more not listed; retrieve them via the Exa API.
3Cited by11 opinions
- IIT v. Vencap, Ltd.Court of Appeals for the Second Circuit · 1975
- Iit v. Vencap, Ltd.Court of Appeals for the Second Circuit · 1975
- Equal Employment Opportunity Commission v. Kallir, Philips, Ross, Inc.District Court, S.D. New York · 1975
- Fed. Sec. L. Rep. P 94,300 Securities and Exchange Commission v. Spectrum, Ltd., Stuart SchiffmanCourt of Appeals for the Second Circuit · 1973
- Securities & Exchange Commission v. Commonwealth Chemical Securities, Inc.District Court, S.D. New York · 1976
6 more not listed; retrieve them via the Exa API.