Legal Opinion

Rock v. Merrill Lynch, Pierce, Fenner & Smith, Inc.

Ohio Court of Appeals

Decided April 7, 1992No. Nos. 62437 and 62572PublishedCited by 22 opinions

1Per curiam

Alvin G. Rock sued Merrill Lynch, Pierce, Fenner & Smith, Inc. (“Merrill Lynch”) for negligence, fraud, breach of contract and breach of fiduciary duties arising from the sale of securities. Merrill Lynch answered and moved for dismissal or a stay based upon an arbitration agreement signed by Rock. The trial court dismissed the action and Rock timely appeals.

In one assignment of error Rock challenges the court’s ruling. Upon review of the record, we reverse and remand the case for arbitration.

The arbitration provisions states in relevant part:

“Agreement to Arbitrate Controversies: It is…

2Cases cited5 opinions

  1. Gibbons-Grable Co. v. Gilbane Building Co.Ohio Court of Appeals · 1986
  2. Mills v. Jaguar-ClevelandOhio Court of Appeals · 1980
  3. Jones v. HonchellOhio Court of Appeals · 1984
  4. Standard Roofing Co. v. John G. Johnson & Sons Construction Co.Ohio Court of Appeals · 1977
  5. Channel Dry, Inc. v. HaverOhio Court of Appeals · 1990

3Cited by22 opinions

  1. Harsco Corp. v. Crane Carrier Co.Ohio Court of Appeals · 1997
  2. Griffith v. LintonOhio Court of Appeals · 1998
  3. Ambulatory Care Review Services v. Blue Cross & Blue ShieldOhio Court of Appeals · 1998
  4. John R. Davis Trust v. Beggs, 08ap-432 (12-4-2008)Ohio Court of Appeals · 2008
  5. Skerlec v. Ganley Chevrolet, Inc.Ohio Court of Appeals · 2012

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