Fed. Sec. L. Rep. P 97,615 Dan J. Croy and Anne S. Croy v. Winfield M. Campbell

ORMA R. SMITH, District Judge:

This action was brought by Dr. Dan Croy and his wife, Anne S. Croy (the Croys), who alleged that the defendant Winfield M. Campbell (Campbell), violated § 12(2) of the Securities Act of 1933, 15 U.S.C. § 77/, § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and SEC Rule 10b-5, 17 C.F.R. § 240.10b-5. After the presentation of the plaintiffs’ evidence on the issue of liability, the district court granted judgment for the defendant. Plaintiffs now appeal from that judgment, contending that the district court made several errors in its findings of…