Cynthia T. Doyle, et al. v. UBS Financial Services, et al.

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK CYNTHIA T. DOYLE, ET AL., Plaintiffs, Case No. 22-CV-276-FPG v. DECISION AND ORDER UBS FINANCIAL SERVICES, ET AL., Defendants. INTRODUCTION Plaintiffs Cynthia T. Doyle, Mollie T. Byrnes, James Weiss, and David Welbourn (“Plaintiffs”), in their capacities as trustees of the Peter and Elizabeth C. Tower Foundation (the “Foundation”), allege violations of the Investment Advisers Act of 1940, 15 U.S.C. § 80b-1 et seq. (the “IAA”) and New York State law against Defendants UBS Financial Services, Inc. (“UBS”), Jay S. Blair, and John N.…