Legal Opinion
Weinberger v. New York Stock Exchange
District Court, S.D. New York
Decided December 14, 1971No. 69 Civ. 4461PublishedCited by 24 opinions
1Opinion of the Court
GURFEIN, District Judge.
In his original complaint of October 9, 1969, the plaintiff, a former limited partner of Ira Haupt & Co. (hereinafter Haupt), now bankrupt, stated two claims for relief against the New York Stock Exchange (hereinafter Exchange). The first count charged a violation of Section 6 of the Securities Exchange Act of 1934 (15 U.S.C. § 78f) in that the Exchange failed adequately to supervise Haupt as a member firm of the Exchange to the damage of the plaintiff. He denominated the count as one “to enforce a liability or duty created by said Act.” The second count charged the…
2Cases cited30 opinions
- Erie Railroad v. TompkinsSupreme Court of the United States · 1938
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Klaxon Co. v. Stentor Electric Manufacturing Co.Supreme Court of the United States · 1941
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Holmberg v. ArmbrechtSupreme Court of the United States · 1946
25 more not listed; retrieve them via the Exa API.
3Cited by24 opinions
- Ryder Energy Distribution Corporation v. Merrill Lynch Commodities Inc., E.F. Hutton & Co., Inc., and New York Mercantile ExchangeCourt of Appeals for the Second Circuit · 1984
- Fed. Sec. L. Rep. P 95,234 William R. Van Gemert v. The Boeing Co.Court of Appeals for the Second Circuit · 1975
- Hirsch v. DuPontDistrict Court, S.D. New York · 1975
- In Re" Agent Orange" Product Liability LitigationDistrict Court, E.D. New York · 1984
- Fed. Sec. L. Rep. P 95,513 Reuben P. Hughes v. Dempsey-Tegeler & Co., Inc., a Delaware CorporationCourt of Appeals for the Ninth Circuit · 1976
19 more not listed; retrieve them via the Exa API.