Kemper Securities, Inc. v. Schultz

Peggy Bryant, Judge.

Defendant-appellant, Richard D. Schultz, appeals from an order of the Franklin County Court of Common Pleas, denying his motions to quash a subpoena and to obtain a protective order, and granting the motion to compel of plaintiff-appellee, Kemper Securities, Inc. (“Kemper”).

Prior to this action, Schultz sued Kemper and others in the United States . District Court for the Northern District of California, alleging various securities fraud claims. After the district court ruled in favor of the defendants in that action, they moved to recover attorney fees, and Kemper obtained…