Commonwealth v. David

The defendant, who is and was at all material times an attorney, by this bill of exceptions challenges his convictions, after a trial without jury in the Superior Court, on all five counts of an indictment for violations of the Sale of Securities Act, G. L. c. 110A. A fine of $200 was imposed on each count. The five counts, identical but for dates, amounts, and buyers, charged that the defendant “on or about... [a specified date], at Boston, within the County of Suffolk, did knowingly sell a certain security, to wit: ... [a number of] shares of the common stock of Synergistics, Inc., to ...…