Legal Opinion
Securities & Exchange Commission v. Brown
Court of Appeals for the Eighth Circuit
Decided October 13, 2011No. 10-2479Published
1Opinion of the Court
658 F.3d 858 (2011)
SECURITIES AND EXCHANGE COMMISSION, Appellee,
v.
Sherwin P. BROWN, Appellant.
No. 10-2479.
United States Court of Appeals, Eighth Circuit.
Submitted: February 7, 2011.
Filed: October 13, 2011.
Sherwin P. Brown, pro se.
Leslie Elizabeth Smith, David M. Becker, Mark D. Cahn, Michael A. Conley, Washington, DC, for appellee.
Before LOKEN, MURPHY, and COLLOTON, Circuit Judges.
2Per curiam
Sherwin Brown is the President and fifty-percent owner of Jamerica Financial, Inc. ("Jamerica"), a Minneapolis-based registered investment adviser. Between May 2004 and January 2006, fifty-three clients invested…
Also in this document: Concurring in part, dissenting in part.
3Cases cited28 opinions
- Baxter v. PalmigianoSupreme Court of the United States · 1976
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
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